Privacy Policy Schroeder Capital Management, LLC

Effective Date: June 2026

Introduction

At Schroeder Capital Management, LLC, we respect your privacy and are committed to protecting your personal information. This Privacy Policy explains how we collect, use, share, and safeguard your information when you visit our website, request our free guides, or become a client.

What Information We Collect

We may collect the following types of information:

  • Contact information (name, email address, phone number, mailing address)

  • Financial information (income, net worth, account balances, transaction history)

  • Identification information (Tax ID, date of birth)

  • Other information you voluntarily provide (e.g., when requesting our Windfall / Inheritance Guide)

How We Use Your Information

We use your information to:

  • Send you the requested free guide or resources

  • Provide investment advice and portfolio management services

  • Communicate with you about your account

  • Improve our website and services

  • Comply with legal and regulatory requirements

How We Share Your Information

We do not sell your personal information to third parties.

We may share your information only as permitted by law:

  • With service providers who help us operate our business (e.g., custodians, accountants)

  • To comply with court orders or legal investigations

  • With your consent

We do not share your information with affiliates or non-affiliates for their marketing purposes.

How We Protect Your Information

We use industry-standard security measures (including encryption, secure files, and physical safeguards) to protect your personal information from unauthorized access.

Your Rights

You have the right to:

  • Limit certain sharing of your information (where applicable)

  • Access or update your information

  • Opt out of marketing communications at any time

Website Visitors & Lead Forms

When you request a free guide through our website or LinkedIn ads, we collect your name and email address solely to deliver the guide and send occasional helpful updates. You can unsubscribe at any time.

Changes to This Policy

We may update this Privacy Policy from time to time. We will notify you of any material changes by posting the new policy on our website.

Contact Us

If you have any questions about this Privacy Policy, please contact us at:

Herman Schroeder

Schroeder Capital Management, LLC

www.schroedercap.com