Privacy Policy

Schroeder Capital Management, LLC

Effective Date: October 2026

Introduction

At Schroeder Capital Management, LLC, we respect your privacy and are committed to protecting your personal information. This Privacy Policy explains how we collect, use, share, and safeguard your information when you visit our website, contact us, or become a client.

What Information We Collect

We may collect the following types of information:

  • Contact information (name, email address, phone number, mailing address)

  • Financial information (income, net worth, account balances, transaction history)

  • Identification information (Tax ID, date of birth)

  • Other information you voluntarily provide (e.g., through our contact form)

How We Use Your Information

We use your information to:

  • Provide investment advice and portfolio management services

  • Communicate with you about your account

  • Improve our website and services

  • Comply with legal and regulatory requirements

How We Share Your Information

We do not sell the information you give us.

We may share your information only as permitted by law:

  • With service providers who help us operate our business (e.g., custodians, accountants)

  • To comply with court orders or legal investigations

  • With your consent

We do not share your information with affiliates or non-affiliates for their marketing purposes.

How We Protect Your Information

We use industry-standard security measures (including encryption, secure files, and physical safeguards) to protect your personal information from unauthorized access.

Your Rights

You have the right to:

  • Limit certain sharing of your information (where applicable)

  • Access or update your information

  • Opt out of marketing communications at any time

Website Visitors

Our website uses cookies, Google Analytics and RB2B. Google Analytics shows us how many people visit and which pages they view. RB2B can match a visit to a person or company using outside data and show us details such as name, job title, company and pages viewed. We may use this to reach out. RB2B and its data partner, Retention.com, use visit information under their own policies.

To opt out, you can block cookies in your browser, use Google’s opt-out add-on at tools.google.com/dlpage/gaoptout, or use Retention.com’s opt-out page at app.retention.com/optout. You can also email us, and we will delete any RB2B visit record we have about you, unless the rules for investment advisers require us to keep it, and will not contact you based on your visits.

Changes to This Policy

We may update this Privacy Policy from time to time. We will notify you of any material changes by posting the new policy on our website.

Contact Us

If you have any questions about this Privacy Policy, please contact us at:

Schroeder Capital Management, LLC

Phone: (646) 980-9724

Email: herman.schroeder@schroedercap.com

Location: Brooklyn, NY