Frequently Asked Questions

Everything You Need to Know About Working with Schroeder Capital

General & Fiduciary Services

As a fee-only Registered Investment Adviser (RIA), Schroeder Capital is compensated solely by direct fees paid by our clients. We do not sell financial products, earn broker commissions, or receive third-party referral kickbacks. This eliminates structural conflicts of interest and ensures our advice is 100% objective.
Yes. Under the Investment Advisers Act of 1940, we are bound by a legal fiduciary duty to put your financial interests above our own at all times, across all accounts and advisory services.
.Our physical office is located in Cobble Hill, Brooklyn. We regularly meet with local clients across Brooklyn and New York City, and we provide secure, virtual wealth management services to clients nationwide.

Schroeder Capital never takes physical custody of your funds. Client assets are held with independent, qualified institutional custodians (such as Charles Schwab), providing you with 24/7 account access, independent statements, and SIPC insurance protection.
We focus on value-oriented, global asset allocation designed for long-term growth and capital preservation. We emphasize low-cost index and factor strategies, systematic tax-loss harvesting, asset location, and disciplined rebalancing rather than speculative short-term trading.

No. Our initial 15-to-30-minute discovery call is completely free and carries no sales pressure or obligation. It is simply an opportunity to discuss your primary financial goals and determine whether our services are a mutual fit..
You can schedule your introductory conversation directly through our website via our Contact Page or by calling us at (646) 980-9724.